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Documents And Licenses

Documents And Licenses

Brokerage Services

  1. Regulations for provision of brokerage, investment and agency services on the Securities market.PDF 1017 Kb
  2. List of required documents
  3. Client Questionnaire

Asset Management Services

  1. Asset Management Regulation.PDF 2485 Kb
  2. Adhesion Contract to Asset Management Regulation.PDF 109 Kb
  3. List of required documents
  4. Client Questionnaire
  5. Amendments to the Client Questionnaire.DOC 74 Kb

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